WebFeb 18, 2024 · 3. All fund communication in scope. As the FCA wants to see improvements both in regulated material and in marketing communications, this Guidance is to be used when developing both regulatory and non-regulatory literature, e.g. both Key Investor Information Documents (KIIDs)/ Key Information Documents (KIDs) and fund … WebMay 1, 2024 · The SGW was implemented in some models in the 2024 model year and all models 2024 going forward. The SGW in short is a module whose function is to keep the communication networks secure. The SGW protects the vehicle networks from being exploited by creating a firewall between two portions of the network with the most …
Clear Communication in Financial Services: The New Mandate
WebThe Communications Fraud Control Association (CFCA) is the Premier International Association for fraud risk management, fraud prevention and profitability control through education, information sharing and … WebFeb 9, 2024 · The UK Financial Conduct Authority (FCA) has emphasised in the latest edition of its Market Watch Newsletter its expectations for firms to record telephone conversations and electronic communications in light of the increased use of alternative working arrangements by employees such as increased homeworking. The FCA has … curecoin mining pool
CP21/13: A new Consumer Duty FCA
Web1 Article 19(2) of MiFID 1 states that "all information, including marketing communications, addressed by the investment firm to clients or potential clients shall be fair, clear and not misleading" - both in its content and its presentation. Furthermore, it states that "marketing communications shall be clearly identifiable as such". WebMar 10, 2024 · The FCA puts a great deal of emphasis on communicating quickly and effectively to prevent the potential harm that operational disruptions could cause. The regulator also makes it clear that developing a communications strategy in the teeth of a crisis is a bad idea. As part of its operational resilience rules, the FCA expects firms to: curecoin to usd